David Mattern is a financial advisor based out of Lawrence, Kansas and holds both Series 63 and 66 licenses.
He serves as an adviser for Mattern Wealth Management LLC, which manages $463 million across 1,210 client accounts. The firm primarily caters to high-net-worth investors and also advises two charities and foundations.
Early Life and Education
David Mattern is a senior at Case Western Reserve University majoring in mathematics, English and political science. Additionally, he serves as an active member of the Phi Beta Kappa Honor Society and sits as senator on the Student Government Association executive committee.
He spent his summer as a judicial intern at the Supreme Court of the United States in Washington, D.C. While in the capital city, he assisted the chief justice with background research and conducted information sessions for foreign dignitaries.
His life is an inspiring tale of courage, faith and inspiration that points towards God and challenges the image of a distant, austere deity.
David is a financial advisor with Mattern Wealth Management LLC in Lawrence, Kansas. He holds Series 63 and 66 licenses as a registered securities agent and manages $463 million worth of assets across 1,210 client accounts.
David has also contributed to the design and production of Washington State’s first reader-friendly EIS (the state’s largest database). A member of several professional associations, he serves as an evaluator for industry tradeshows. But none of his accolades quite compare to being named co-chair of NIEHS Energy and Technology Center of Excellence – a position which represents his dedication to protecting our shared environment. This remarkable accomplishment represents the pinnacle of his career thus far.
Achievements and Honors
David Mattern ’20 is an extraordinary individual. He’s an award-winning saxophonist, an accomplished flyer and an all-around great person.
His greatest accomplishment is his devotion to serving others. Aside from serving in the military, he has dedicated much of his life to teaching and mentoring young people.
Law enforcement professional, he has made some remarkable achievements for his department. Currently assigned to Putnamville District, his achievements in traffic and criminal enforcement have been recognized; among them being named 2021 Putnamville District Trooper of the Year and recipient of “District Top DUI Award”. An excellent representative for Indiana and a credit to his entire command team at Putnamville District headquarters, he serves as an inspiration and motivation to all.
David Mattern is an attorney specializing in intellectual property and construction law. He has represented clients in lawsuits involving claims of patent infringement, trademark infringement, copyrights, trade secrets, as well as unfair competition.
He also assists clients with ERISA and insurance coverage disputes. A member of the American Bar Association and Fellow of the International Academy of Construction Lawyers, his expertise is in construction law matters.
He was previously the general counsel of ESSI, Inc., having joined in 2006. He is involved in litigation related to backdating stock options and is awaiting trial in New York federal court. Additionally, he has been named an adviser to the Securities and Exchange Commission regarding ESSI’s alleged mismanagement of its business operations.
David Mattern is the founder of Mattern Wealth Management LLC, a financial advisory firm located in Lawrence, Kansas. The business manages $463 million worth of assets between its 1,210 client accounts.
The firm’s fee-only model ensures it never accepts commissions for products or services it doesn’t endorse. Furthermore, the business upholds fiduciary status for its clients.
Portfolio management services provided by this firm include investment portfolio analysis, model portfolio creation, risk assessment and asset allocation. In addition, they administer retirement plans and offer other financial planning solutions.
Mattern Wealth Management, founded in 2019, is an experienced RIA firm that provides a variety of services such as financial planning and investment management. Their advisors are certified financial planners with more than 30 years of industry knowledge.