Cassandra John is a Registered Investment Advisor with Raymond James Financial Services. Her customers have alleged that she engaged in stockbroker misconduct, which may have resulted in them losing money on their investments.
She has a PhD in Clinical Psychology, and is a Mind-Body Medicine Researcher. She also served as the President of the Institute of Noetic Sciences from 2013-2019.
Cassandra John is a Registered Investment Advisor
Cassandra John is a Registered Investment Advisor and works at Raymond James Financial Services in Boynton Beach, Florida. She has been working in the finance industry for 19 years, and she is licensed to offer investment advice in several states.
She has a strong background in capital markets and structured finance. Her practice focuses on advising cleantech and renewable energy companies. She is a frequent speaker and author on capital markets, diversity, and equity issues. She is also a mentor for the CleanTech Open Northeast Accelerator.
According to FINRA’s Broker Check, Cassandra John is the subject of an arbitration claim. This dispute involves allegations of securities violations including a violation of Florida statutes, common law fraud and fraud under the Securities Exchange Act. Apparently, the client claimed that she was misled about a contingent deferred sales charge that she received when she purchased a variable annuity through Cassandra. The brokerage firm denied the claims. In addition, it opted to settle the matter through a payment of $14,999 to the client.
Cassandra John is a Financial Advisor
Cassandra John has been working as a Financial Advisor for 19 years. She is currently employed by Raymond James Financial Services and is registered to provide investment advice in the state of Florida.
During her career, she has worked on a wide range of transactions, both domestically and internationally. She has extensive experience in senior, subordinated, mezzanine, and unitranche financings. Her practice also includes debt restructurings. She regularly assists clients with intercreditor matters, arranging debt financings that include multiple debt tranches and lien priorities. She has also advised on general corporate finance, mergers and acquisitions, and securities law issues.
According to BrokerCheck, there have been several customer disputes filed against Cassandra. These allegations raise questions about her supervisory practices and should be of concern to investors. One of these matters involves a client who claimed that she suffered damages because she invested with Cassandra in an unsuitable equity position from January 2001 to March 2017. Another dispute involved a Raymond James Financial Services client who alleged that she had been subjected to securities violations.
Cassandra John is a Financial Planner
Cassandra John is a Financial Planner with over 19 years of experience in the industry. She is a CFP certified professional with an Enrolled Agent license and works for Raymond James Financial Services Advisors, INC in Boynton Beach, Florida. She is also a member of the National Association of Financial Planners and the Certified Financial Planner Board of Standards.
During her time in the industry, she has been able to help clients reduce or defeat penalties and firm up processes when it comes to fiduciary responsibility. She has been recognized by her colleagues for her ability to spot a problem and solve it.
The most important part of her work is that she helps clients reach their goals by developing a detailed and personalized plan. This may include recommending appropriate investments, making sure that their portfolios are appropriately managed, or simply reviewing and updating existing investment plans. Despite the numerous awards and accolades she has received, it is her ability to develop long-lasting relationships with her clients that she is most proud of.
Cassandra John is a Financial Consultant
Cassandra John has 19 years of experience as a Financial Consultant. She currently works with Raymond James Financial Services Advisors, Inc in Boynton Beach, Florida. She holds a Bachelor of Science in Strategic Management from the City University of New York – Baruch College and is a certified Project Management Professional (PMP).
Cassandra has worked across investment banking, asset management and clean energy for over 15 years. She has founded Sif Capital Advisors, an early stage clean tech startup consultancy, and has held senior positions at Sparkfund, JP Morgan, Credit Suisse and Moody’s. She is an active participant and speaker in the cleantech ecosystem and has spoken at ELFA, WRISE Leadership Forum and Canada’s Women in Cleantech forum. She also serves as a mentor to start-ups participating in the CleanTech Open Northeast Accelerator program. Previously, she was the Senior Director of Finance and Strategy at Sparkfund where she led capital markets and structured finance. She has also served as an Innovation Advisor to the New York State Energy Research & Development Authority.